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FSA COMPLIANCE – HELP WITH FSA COMPLIANCE
FSA Compliance * help with FSA compliance * getting an FSA licence * problems * training and competence * authorisation * support * FSA issues * part IV permission * FSA application
Compliant Solutions Limited
Introduction
Compliant Solutions Ltd is a skilled and dynamic team of specialist advisers guiding independent distributors of financial services through the pitfalls of regulation compliance.
We have particular expertise of benefit to Financial Advisers, Mortgage Consultants and Insurance Brokers, and a vital component of our activity is assistance to companies seeking authorisation to conduct regulated business.
More than merely keeping you within the regulations, however, Compliant Solutions Ltd will offer methods and advice allowing you to capitalise on them.
Our guidance is reliable, discreet, friendly and, at the initial discussion stage, obligation-free.
In short, when you face business or regulatory challenges, we provide solutions that are tailor-made to your needs with a view to releasing your energies to focus on your clients.
Contact us either at the above address, or by sending our Quick Contact Form below, to arrange an initial obligation-free discussion.
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Contact Compliant Solutions Ltd Now
Please use the Quick Contact Form below to get in touch with us or call 01376 514166
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Copyright ©
Compliant Solutions Ltd. | Designed by:
We provide bespoke compliance solutions to business and regulatory challenges facing your UK financial services FSA authorised and regulated company
VAT number GB 788 1913 81
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News Area
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06 Jan, 2012
Retail Distribution Review - FSA Surgeries
The FSA are holding a series of Free "Surger...
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22 Dec, 2011
Business Risk Awareness Workshops for Retail Firms
The FSA have confirmed that all firms which a...
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08 Dec, 2011
Under orders.....
The FSA have published further information abou...
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15 Nov, 2011
Freedom of Information Act extended to cover FOS
Following a consultation with the Ministry of...
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20 Oct, 2011
Common Platform Firms - Role of Compliance Officer: SYSC 6.1.4
In order to enable the compliance function to d...
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18 Aug, 2011
Changes to Application Forms
UPDATED FSA APPLICATION PACKSThe FS...
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12 May, 2011
IFAs - Notification of Competence
read more >>
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12 Mar, 2011
More changes on Client Money - Reporting for Small Firms
The FSA were planning on introducing changes to...
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21 Feb, 2011
Further shuffling of the chairs
Another day, another paper from HM Govt / FSA p...
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26 Jan, 2011
FSA to take over responsibility for 2nd Charge loans & sale and rent back
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03 Dec, 2010
FSA delays implementation of Approved Persons regime to Mortgage Brokers
read more >>
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21 Nov, 2010
More on Mortgages
The FSA has published a further Consultative pa...
read more >>
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