FSA Compliance – Help with FSA compliance


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FSA COMPLIANCE – HELP WITH FSA COMPLIANCE

FSA Compliance * help with FSA compliance * getting an FSA licence * problems * training and competence * authorisation * support * FSA issues * part IV permission * FSA application

Compliant Solutions Limited

Dickens House 9 Guithavon Street Witham Essex CM8 1BJ

Introduction

Compliant Solutions Ltd is a skilled and dynamic team of specialist advisers guiding independent distributors of financial services through the pitfalls of regulation compliance.

We have particular expertise of benefit to Financial Advisers, Mortgage Consultants and Insurance Brokers, and a vital component of our activity is assistance to companies seeking authorisation to conduct regulated business.

More than merely keeping you within the regulations, however, Compliant Solutions Ltd will offer methods and advice allowing you to capitalise on them.

Our guidance is reliable, discreet, friendly and, at the initial discussion stage, obligation-free.

In short, when you face business or regulatory challenges, we provide solutions that are tailor-made to your needs with a view to releasing your energies to focus on your clients.

Contact us either at the above address, or by sending our Quick Contact Form below, to arrange an initial obligation-free discussion.

Contact Compliant Solutions Ltd Now

Contact Ian Cass on 0845 009 1220 or use our Quick Contact Form below.

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Assistance with FSA authorisation:

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Witham & District Chamber of Commerce Member

Member of the Society of Pension Consultants

Copyright © Compliant Solutions Ltd. | Designed by: Divadani Design

We provide bespoke compliance solutions to business and regulatory challenges facing your UK financial services FSA authorised and regulated company VAT number GB 788 1913 81
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News Area

29 Apr, 2008
Retail Distribution Review - interim update

29 Apr, 2008
Prudential Regulation of Personal Investment Firms

The FSA has today published ...
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06 Feb, 2008
FSA Fees

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14 Jan, 2008
Goodwill

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16 Dec, 2007
New Money Laundering Regulations now in place

The Money Laundering Regulations 2007 came i...
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01 Nov, 2007
New Complaints Rules

The new complaints rules came into for...
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02 Oct, 2007
3rd Money Laundering Directive - Beneficial owners of occupational pension schemes

Concerns had been expressed that the Directi...
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07 Aug, 2007
RDR and Chartered Status

The Retail Distribution Review...
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27 Jun, 2007
Retail Distribution Review

The FSA has published the Firs...
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13 Jun, 2007
Bank of England Financial Crime updates

The FSA Financial Crime requirements include...
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31 May, 2007
FSA to scrap Menu and IDD
The European Commission has forced the FSA to r...
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17 May, 2007
Mystery Shopping - Mortgages

One of the key tools used by the FSA t...
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