FSA COMPLIANCE – HELP WITH FSA COMPLIANCE

FSA Compliance * help with FSA compliance * getting an FSA licence * problems * training and competence * authorisation * support * FSA issues * part IV permission * FSA application

Compliant Solutions Limited

Introduction

Compliant Solutions Ltd is a skilled and dynamic team of specialist advisers guiding independent distributors of financial services through the pitfalls of regulation compliance.

We have particular expertise of benefit to Financial Advisers, Mortgage Consultants and Insurance Brokers, and a vital component of our activity is assistance to companies seeking authorisation to conduct regulated business.

More than merely keeping you within the regulations, however, Compliant Solutions Ltd will offer methods and advice allowing you to capitalise on them.

Our guidance is reliable, discreet, friendly and, at the initial discussion stage, obligation-free.

In short, when you face business or regulatory challenges, we provide solutions that are tailor-made to your needs with a view to releasing your energies to focus on your clients.

Contact us either at the above address, or by sending our Quick Contact Form below, to arrange an initial obligation-free discussion.



Contact Compliant Solutions Ltd Now

Please use the Quick Contact Form below to get in touch with us or call 01376 514166

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     Witham & District Chamber of Commerce Member      Federation of Small Businesses Member      Member of the Society of Pension Consultants

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We provide bespoke compliance solutions to business and regulatory challenges facing your UK financial services FSA authorised and regulated company VAT number GB 788 1913 81

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   News Area
06 Jan, 2012
Retail Distribution Review - FSA Surgeries

The FSA are holding a series of Free "Surger...
read more >>
22 Dec, 2011
Business Risk Awareness Workshops for Retail Firms

The FSA have confirmed that all firms which a...
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08 Dec, 2011
Under orders.....

The FSA have published further information abou...
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15 Nov, 2011
Freedom of Information Act extended to cover FOS

Following a consultation with the Ministry of...
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20 Oct, 2011
Common Platform Firms - Role of Compliance Officer: SYSC 6.1.4

In order to enable the compliance function to d...
read more >>
18 Aug, 2011
Changes to Application Forms

UPDATED FSA APPLICATION PACKSThe FS...
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12 May, 2011
IFAs - Notification of Competence

read more >>

12 Mar, 2011
More changes on Client Money - Reporting for Small Firms

The FSA were planning on introducing changes to...
read more >>
21 Feb, 2011
Further shuffling of the chairs

Another day, another paper from HM Govt / FSA p...
read more >>
26 Jan, 2011
FSA to take over responsibility for 2nd Charge loans & sale and rent back

read more >>

03 Dec, 2010
FSA delays implementation of Approved Persons regime to Mortgage Brokers

read more >>

21 Nov, 2010
More on Mortgages

The FSA has published a further Consultative pa...
read more >>