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FSA COMPLIANCE REGULATIONS
FSA compliance regulations * getting an FSA licence * Help with regulatory reporting * problems * training and competence * regulations * support * FSA * FSA issues * part IV permission *
About Us
Compliant Solutions Ltd is an independent company based in Witham, Essex. Wholly owned by Ian Cass and incorporated in 2000, Compliant Solutions Ltd has been advising independent distributors of financial services on regulations compliance since 1999. The company rigorously applies a policy of employing only the most experienced consultants with a long and sound history of practice within the financial services sector. Ian Cass himself has been active in the sector for more than a quarter of a century.
Our Mission
Proactive rather than merely reacting to events, we aim to ensure that our clients achieve more than mere compliance with regulations. You need to gain positive advantage from compliance, which for us means your profitability and cost-effectiveness.
This does not mean extra work for you. There are no obligations in the initial stages of our relationship and a vital part of our brief for ourselves is that you remain free at all times to focus on your own clients. We will however support you and offer practical assistance in the event of a client dispute – while remaining, as in all matters, utterly impartial.
Nor will we walk away from you leaving a job half done. Instead we offer an ongoing service, briefing you and updating you on a regular basis, and offering specialist training and advice in all critical areas to you and your staff.
In short, Compliant Solutions Ltd is a fully competent organisation, a one-stop solution for all compliance issues. Put simply, our aim is to be the best: we believe we have achieved that aim.
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