FSA Compliance – Help with FSA compliance

FSA COMPLIANCE – HELP WITH FSA COMPLIANCE

FSA Compliance * help with FSA compliance * getting an FSA licence * problems * training and competence * authorisation * support * FSA issues * part IV permission * FSA application

Compliant Solutions Limited

Introduction

Compliant Solutions Ltd is a skilled and dynamic team of specialist advisers guiding independent distributors of financial services through the pitfalls of regulation compliance.

We have particular expertise of benefit to Financial Advisers, Mortgage Consultants and Insurance Brokers, and a vital component of our activity is assistance to companies seeking authorisation to conduct regulated business.

More than merely keeping you within the regulations, however, Compliant Solutions Ltd will offer methods and advice allowing you to capitalise on them.

Our guidance is reliable, discreet, friendly and, at the initial discussion stage, obligation-free.

In short, when you face business or regulatory challenges, we provide solutions that are tailor-made to your needs with a view to releasing your energies to focus on your clients.

Contact us either at the above address, or by sending our Quick Contact Form below, to arrange an initial obligation-free discussion.

Contact Compliant Solutions Ltd Now

Please use the Quick Contact Form below to get in touch with us or call 01376 514166

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Witham & District Chamber of Commerce Member

Member of the Society of Pension Consultants

Copyright © Compliant Solutions Ltd.

We provide bespoke compliance solutions to business and regulatory challenges facing your UK financial services FSA authorised and regulated company VAT number GB 788 1913 81
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News Area

08 Jan, 2010
Revised FSCS Compensation limits.

The Financial Services Compensation Sche...
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18 Nov, 2009
Close Links rules changes

The FSA are introducing revised proceedures ...
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11 Nov, 2009
FSA Fees changes - 2010/11

The FSA have published a Consultation Paper ...
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09 Oct, 2009
HM Treasury review of Money Laundering Regulations