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FSA COMPLIANCE – HELP WITH FSA COMPLIANCE
FSA Compliance * help with FSA compliance * getting an FSA licence * problems * training and competence * authorisation * support * FSA issues * part IV permission * FSA application
Compliant Solutions Limited
Introduction
Compliant Solutions Ltd is a skilled and dynamic team of specialist advisers guiding independent distributors of financial services through the pitfalls of regulation compliance.
We have particular expertise of benefit to Financial Advisers, Mortgage Consultants and Insurance Brokers, and a vital component of our activity is assistance to companies seeking authorisation to conduct regulated business.
More than merely keeping you within the regulations, however, Compliant Solutions Ltd will offer methods and advice allowing you to capitalise on them.
Our guidance is reliable, discreet, friendly and, at the initial discussion stage, obligation-free.
In short, when you face business or regulatory challenges, we provide solutions that are tailor-made to your needs with a view to releasing your energies to focus on your clients.
Contact us either at the above address, or by sending our Quick Contact Form below, to arrange an initial obligation-free discussion.
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Contact Compliant Solutions Ltd Now
Please use the Quick Contact Form below to get in touch with us or call 01376 514166
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Copyright ©
Compliant Solutions Ltd.
We provide bespoke compliance solutions to business and regulatory challenges facing your UK financial services FSA authorised and regulated company
VAT number GB 788 1913 81
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News Area
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08 Jan, 2010
Revised FSCS Compensation limits.
The Financial Services Compensation Sche...
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18 Nov, 2009
Close Links rules changes
The FSA are introducing revised proceedures ...
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11 Nov, 2009
FSA Fees changes - 2010/11
The FSA have published a Consultation Paper ...
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09 Oct, 2009
HM Treasury review of Money Laundering Regulations
read more >>
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19 Aug, 2009
Serious Organised Crime Agency - Annual Threat Assessment Report
read more >>
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12 Aug, 2009
Anti Money Laundering Registration
The Money Laundering Regulations 2007 are de...
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22 Jul, 2009
Small Business Complaints - FOS
Currently, small businesses w...
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05 Jun, 2009
Sale and Rent back Regulations
The FSA has published further details about ...
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15 May, 2009
Updates to FSA standing data
A number of Firms seem to be encountering pr...
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15 May, 2009
Financial Crime - FSA Report
The FSA has completed a themati...
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13 May, 2009
The Gloves are off!
We can expect a step change in...
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