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FSA COMPLIANCE – HELP WITH FSA COMPLIANCE
FSA Compliance * help with FSA compliance * getting an FSA licence * problems * training and competence * authorisation * support * FSA issues * part IV permission * FSA application
Compliant Solutions Limited
Call now 01376 514166
Introduction
Compliant Solutions Ltd is a skilled and dynamic team of specialist advisers guiding independent distributors of financial services through the pitfalls of regulation compliance.
We have particular expertise of benefit to Financial Advisers, Mortgage Consultants and Insurance Brokers, and a vital component of our activity is assistance to companies seeking authorisation to conduct regulated business.
More than merely keeping you within the regulations, however, Compliant Solutions Ltd will offer methods and advice allowing you to capitalise on them.
Our guidance is reliable, discreet, friendly and, at the initial discussion stage, obligation-free.
In short, when you face business or regulatory challenges, we provide solutions that are tailor-made to your needs with a view to releasing your energies to focus on your clients.
Contact us either at the above address, or by sending our Quick Contact Form below, to arrange an initial obligation-free discussion.
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Contact Compliant Solutions Ltd Now
Contact Ian Cass on 0845 009 1220 or use our Quick Contact Form below.
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Copyright ©
Compliant Solutions Ltd.
We provide bespoke compliance solutions to business and regulatory challenges facing your UK financial services FSA authorised and regulated company
VAT number GB 788 1913 81
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News Area
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05 Jun, 2009
Sale and Rent back Regulations
The FSA has published further details about ...
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15 May, 2009
Updates to FSA standing data
A number of Firms seem to be encountering pr...
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15 May, 2009
Financial Crime - FSA Report
The FSA has completed a themati...
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13 May, 2009
The Gloves are off!
We can expect a step change in...
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31 Mar, 2009
Credit / Debit Card Fraud reporting contact list
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24 Mar, 2009
Past examination papers and exam guides
The Chartered Insurance Institute are offeri...
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19 Mar, 2009
FOS to publish firms' complaints records from Sept 09.
The Financial Ombudsman Service (FOS) has ...
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16 Mar, 2009
RIP Principles based Regulation?
In his speech last week Hector Sants outline...
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13 Feb, 2009
Unfair contract terms - fee agreements
The FSA has recently deemed that the wording...
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12 Feb, 2009
FSA Fee Calculations
Where the FSA does not have the in...
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12 Feb, 2009
Sale & Rent Back schemes
The FSA has today confirmed in the Consultat...
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28 Jan, 2009
PADA timetable post Royal Assent of Pensions Act 2008
PADA TIMELINE POST ROYAL ASSENT...
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